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Updated ESMA Q&A on the application of the UCITS Directive

2 February 2016

ESMA have published a consolidated version of its Questions & Answers (Q&A) on the application of the UCITS Directive. The consolidated Q&A document includes new questions on additional documents funds need to provide for the “UCITS V” implementation by the deadline transposition date of 18 March 2016.

This new Q&A also brings together the following four existing ESMA Q&As on UCITS:

  • The Key Investor Information Document (KIID) for UCITS (2015/631);
  • Q&A on ESMA's guidelines on ETFs and other UCITS issues (2015/12);
  • Notification of UCITS and exchange of information between competent authorities (2012/428); and
  • Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS (2013/1950).
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