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Regulatory Update: Central Bank Investment Firms Regulations 2017 and supporting Guidance

13 March 2017

In November 2015 the Central Bank published a Consultation Paper on Central Bank Investment Firm Regulations – CP 97. Following the conclusion of this consultation the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2017 has now been published. In addition the Central Bank have also published Guidance and updated their Q&As to assist firms in complying with the requirements. 

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